DocsCompliance

Compliance

Generate audit-ready reports that demonstrate compliance with major AI and fairness regulations.

Supported Regulations

ECOA
US

Equal Credit Opportunity Act - Prohibits discrimination in lending based on protected attributes.

EthixAI Coverage:

  • • Disparate impact analysis (80% rule)
  • • Protected attribute monitoring
  • • Adverse action explanations
GDPR
EU

General Data Protection Regulation - Right to explanation for automated decisions.

EthixAI Coverage:

  • • SHAP explanations for decisions
  • • Data processing transparency
  • • Automated decision logging
FCRA
US

Fair Credit Reporting Act - Consumer rights for credit decisions and adverse actions.

EthixAI Coverage:

  • • Adverse action reason codes
  • • Top contributing factors
  • • Decision audit trails
SR 11-7
Banking

Federal Reserve guidance on model risk management for financial institutions.

EthixAI Coverage:

  • • Model validation documentation
  • • Ongoing monitoring metrics
  • • Risk assessment reports

Compliance Reports

EthixAI automatically generates comprehensive compliance reports for each analysis.

Report Contents
1

Executive Summary

High-level overview of fairness findings and compliance status

2

Fairness Metrics Analysis

Detailed breakdown of demographic parity, equal opportunity, and disparate impact

3

Explainability Analysis

SHAP summary plots and feature importance rankings

4

Regulatory Mapping

Which metrics satisfy which regulatory requirements

5

Recommendations

Actionable steps to improve fairness and compliance

Export Formats

PDF

Audit-ready

JSON

API integration

Excel

Data analysis

Adverse Action Notices

Generate legally compliant adverse action notices with specific reasons for denials.

Example Adverse Action Notice

Primary Reasons for Denial:

  1. Credit score below minimum threshold (680 vs 700 required)
  2. Insufficient income relative to requested amount
  3. Limited credit history (less than 2 years)

Generated automatically from SHAP feature importance

Continuous Monitoring

Track fairness metrics over time to ensure ongoing compliance.

Alert Thresholds

Automatic notifications when metrics exceed acceptable ranges

Trend Analysis

Visualize fairness metric changes over weeks and months

Audit Logs

Complete audit trail of analyses and report generations

Best Practices

  • Run analyses regularly

    Monthly or quarterly reviews catch drift early

  • Document remediation steps

    Show regulators your response to identified issues

  • Retain historical reports

    Build an audit trail demonstrating due diligence

  • Involve legal counsel

    Ensure reports meet your jurisdiction requirements